RIAs are subject to stringent compliance policies and procedures – fiduciary obligations, disclosure rules, and exams and inspections, to name a few. Often, meeting these requirements eats into the ...

Compliance regulations are constantly changing, and organizations are struggling to keep up. The stakes are high. Failing to adhere to legal requirements can result in serious repercussions from ...

Honeywell (HON) unveiled new capabilities for its Safety Suite 2.0 software platform on Tuesday, expanding the software's ability to monitor fleets of portable gas detection devices used in industrial ...

Compliance software took a leap as Norm Ai raised $120M at a $1.2B valuation to embed law into AI agents for regulated work.

Nine requirements management tools for medical device development ranked by traceability, compliance support, and regulatory readiness for FDA and EU MDR.

Compliance is a fundamental part of an RIA’s operations. It’s not something your firm can choose to do or not do as non-compliance can lead to significant financial and legal penalties. But compliance ...

You’ve just closed a massive deal with a dream enterprise client. Then, the email lands: “Please send over your SOC 2 Type II report.” Panic sets in. You don’t have one. You have a folder of ...

Automation technology in compliance is paving the way for a transformative approach to risk. Organizations that fully embrace compliance automation can shift from merely identifying and mitigating ...

SANTA CLARA, Calif.--(BUSINESS WIRE)--Agilent Technologies Inc. (NYSE: A) today announced the release of new NovoExpress software that introduces integrated compliance tools for NovoCyte flow ...

Compliance regulations are constantly evolving, and nowhere is this more critical than in the financial services industry. Financial institutions face high stakes when it comes to compliance; failure ...

The brand-new CIO of a large financial services organization had been on the job less than a week when a major software vendor handed him a bill for unauthorized usage to the tune of $1 million. By ...

Running behind on meeting the EU’s new GDPR privacy rules? These tools can help you meet the requirements and stay in compliance by deadline. The European Union’s General Data Protection Regulation ...