Daryl Seaton steps into the CEO role at Sowell Management, succeeding Founder Bill Sowell, who will serve as chief strategy ...

Elevation Point invests in Forta Wealth Partners, a $900M Indianapolis RIA led by former Merrill Lynch advisors Will Turner ...

Gridline's new funding will go toward the continued development of AltComply, its AI-powered diligence capability, going live ...

Zocks secures $45M Series B funding co-led by Lightspeed and QED to expand AI capabilities for financial advisory firms ...

Todd Burkhalter of Drive Planning defrauded over 2,000 investors through fake real estate opportunities, buying luxury items ...

By leveraging best practices and resources, practitioners can protect vulnerable clients, support families and fulfill their ...

In addition, Sentinel Group names a growth officer from SageView, and Empower promotes an internal candidate to the new head ...

I’ve condensed that 35 years of experience into 10 lessons of wisdom I hope resonate with you. When I began my career, I ...

Glenn Kurlander is a managing director, Head of Family Governance and Wealth Education at Morgan Stanley.

Tax affecting the earnings of pass-through entities remains one of the thorniest valuation issues: There’s no clear guidance ...

Clients may be inclined to use a Section 409A valuation for gift tax purposes. After all, both valuations aim to determine ...

Hightower COO Michael DiBiasio has left the role after less than two years since joining from Morgan Stanley, according to ...